Registration & Certification

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Statement of Compliance Registry Criteria   

Revised Bulk Electric System Definition

The new FERC-approved definition of the Bulk Electric System went into effect on July 1, 2014. Registered Entities with newly-identified elements that are reported to SPP RE (Self-Determined Notifications) have until July 1, 2016 to bring these facilities into compliance with NERC standards. Elements which are no longer part of the BES due to the definition change should also be reported to SPP RE to end compliance obligations. Additionally, Registered Entities may file Exception Requests to:

  • Exclude elements that meet the bright-line definition, or 
  • Include elements which do not meet the bright-line of the definition.  

BESnet is the NERC-wide reporting tool to file Self-Determined Notifications and Exception Requests.

Registration

Bulk power system owners, operators, and users located and/or operating in the SPP RE region that perform one or more of the functions below (as defined in the NERC Reliability Standards' Glossary of Terms with responsibilities designated by Reliability Standards and NERC Statement of Compliance Registry Criteria) must register with SPP RE for each function performed:

  • Reliability Coordinator (RC) 
  • Balancing Authority (BA)
  • Transmission Operator (TOP) 
  • Transmission Owners (TO)
  • Generator Operators (GOP) 
  • Generator Owners (GO)
  • Transmission Service Providers (TSP) 
  • Planning Authorities/Planning Coordinator (PA/PC)
  • Transmission Planners (TP) 
  • Resource Planners (RP)
  • Load-Serving Entities (LSE) 
  • Distribution Providers (DP) 

Registered Entities seeking to register shall complete a SPP RE NERC Functional Registration Form (Registration Application) and submit it to SPP RE. Once the registration process has been completed, the entity's registration data shall be placed on the NERC compliance registry. The program, conducted by NERC and the Regional Entities, also confirms the functions and information for currently-Registered Entities.When there is a change a Registered Entity's functions, it shall submit a revised Registration Application to the SPP RE for review and approval.

Registration Appeal Process and Risk-Based Registration

 If a Registered Entity and SPP RE are unable to reach consensus on a registration decision, NERC has established a NERC-led, centralized review panel, comprised of a NERC lead with Regional Entity participants, to evaluate requests for (1) deactivation of, or decisions not to register, an entity that meets the Registry Criteria, (2) requests to add an entity that does not meet (i.e., falls below) the Registry Criteria, (3) disputes regarding the application of the Registry Criteria, and (4) requests for a sub-set list of applicable Reliability Standards.

Registered Entities are encouraged to work with SPP RE throughout the registration process, and to exhaust registration options with SPP RE before any NERC-led Panel Review Requests are sent to NERC.

The NERC-led Panel Review Process may be initiated by completing the NERC-led Review Request Form.

After completing the Review Request Form, follow the Guidance outlined in NERC “Risk-Based Registration Implementation Guidance”.  

The link to the NERC Organization Registration webpage may be found here.

 

Certification

Entities registered as Reliability Coordinator (RC), Balancing Authority (BA), and Transmission Operator (TOP) are also required to be certified. The certification process is described in the ERO Certification Manual.